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Home > Courses > Tier 1 Compliance Solution – Foreign Exchange
This course introduces individuals to the concepts of foreign exchange as they apply to retail clients. Individuals will learn how to analyse and evaluate foreign exchange markets and will gain an understanding of managing risk and tax requirements when dealing with retail client portfolios. Spot transactions, debt securities, forward markets and currency options will also be covered. This course has been developed for financial advisers or those working in the financial services industry.
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STUDY MODE
100% online
NUMBER OF SUBJECTS
1
NEXT INTAKE
Enrol and start anytime
COURSE FEE
$280.00
AVAILABLE LOANS
N/A
AQF LEVEL
Various
COURSE DURATION
Maximum of 16 weeks
ACCREDITATION
N/a
PROVIDER ID
Are you looking to become RG 146 compliant in Foreign Exchange – General Advice?
Kaplan Professional, a leading national provider of financial services education, offers the Tier 1 General Advice in the foreign exchange specialist knowledge area.
On successful completion, individuals will meet the education requirements of ASIC Regulatory Guide 146 for providing general advice in foreign exchange to retail clients.
This is a non-accredited course with no units of competency.
Please refer to the subject outlines for more information:
Individuals have a total of 12 weeks to complete the learning and assessment requirements for the Tier 1 Foreign Exchange – General Advice, from their initial enrolment date.
An additional four (4) weeks per subject is available if required to re-sit an exam.
For a guide on the number of study hours for Professional Year formal training, please click here.
The assessments for Tier 1 Foreign Exchange are listed below:
Individuals may attempt the exam at any time if they believe they are adequately prepared and will receive personal reminder emails as they approach their assessment deadlines.
Kaplan Professional’s exams are delivered online via your Student Portal. Click here for further details.
Individuals enrolling in Tier 1 Foreign Exchange – General Advice will need to have met the Generic Knowledge entry requirements prior to enrolling into this course.
Individuals are also required to be aged 18 years or older to enrol into this course.
To meet the Generic Knowledge entry requirements for this course, you will need to demonstrate knowledge obtained through formal studies (completed within the last five years) of three of the four topic areas detailed below:
Topic 1: The Australian financial system and economic environment
Topic 2: Introduction to the Australian financial services industry and legislation
Topic 3: Investment asset classes and mortgage loans
Topic 4: General Insurance
This course requires you to read comprehensive learner workbooks, complete a range of written assessments, undertake independent research activities, and at times, engage in online forums and discussions. Furthermore, the delivery mode relies on the extensive use of written communication.
If you have any doubts about whether you have the language, literacy and numeracy skills to undertake a Kaplan Professional program, we recommend you speak with our Student Services team on 1300 662 203 or email mail@kaplan.edu.au.
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You may enrol into this course at any time and begin studying immediately on enrolment.*
To enrol online, please follow these steps:
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* If you have not previously completed Generic Knowledge, please ensure you enrol in this subject as it is a prerequisite of the Tier 1 knowledge areas.
This course is delivered online via Kaplan Professional’s learning management system, KapLearn. You will receive login details to KapLearn upon enrolment. When you log on to KapLearn, you are able to access the subject notes, assessments, additional learning materials (such as media, case studies and practise activities) and your online tutor.
Assessments are accessed and submitted through KapLearn.
Corporate clients should contact our Corporate Solutions team at corporate@kaplan.edu.au to discuss delivery options and how we can further tailor our training to meet your business needs.
Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support.
Click here to access our terms and conditions.
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Tier 1 Compliance Solution – Foreign Exchange – General Advice
$280 (GST free)
For additional study-related fees, please click here.
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