Our course finder tool will point you in the right direction.
Have a question or would like more information? Our dedicated team will promptly reach out to you.
Home > Courses > Tier 1 Compliance Solution – Margin Lending
This course introduces individuals to the concepts of margin lending as they apply to retail clients. Students will learn how to analyse, evaluate and choose margin loans and gearing strategies, and will gain an understanding of managing risk when dealing with retail client portfolios.
Get detailed information about our 100% online Financial Planning courses instantly, including the benefits of studying with Kaplan Professional.
Need help?
STUDY MODE
100% online
NUMBER OF SUBJECTS
1
NEXT INTAKE
Enrol and start anytime
COURSE FEE
$280.00
AVAILABLE LOANS
N/A
AQF LEVEL
COURSE DURATION
Maximum of 16 weeks
ACCREDITATION
PROVIDER ID
Are you looking to become RG 146 compliant in Tier 1 Margin Lending – General Advice?
Kaplan Professional, a leading national provider of financial services education, offers the Tier 1 General Advice program in the margin lending specialist knowledge area.
On successful completion, individuals will meet the education requirements of ASIC Regulatory Guide 146 for providing general advice in margin lending to retail clients.
This is a non-accredited course with no units of competency.
Please refer to the subject outline for more information
Individuals have a total of 12 weeks to complete the learning and assessment requirements for the Tier 1 Securities and Managed Investments – General Advice, from their initial enrolment date.
An additional four (4) weeks per subject is available if required to re-sit an exam.
For a guide on the number of study hours for Professional Year formal training, please click here.
The assessments for Tier 1 Margin Lending are listed below:
Individuals may attempt the exam at any time if they believe they are adequately prepared. Individuals will receive personal reminder emails as they approach their assessment deadlines.
Kaplan Professional’s exams are delivered online via your Student Portal. Click here for further details.
Individuals enrolling in Tier 1 Margin Lending – General Advice will need to have met the Generic Knowledge entry requirements prior to enrolling into this course.
Individuals are also required to be aged 18 years or older to enrol into this course.
To meet the Generic Knowledge entry requirements for this course, you will need to demonstrate knowledge obtained through formal studies (completed within the last five years) of three of the four topic areas detailed below:
Topic 1: The Australian financial system and economic environment
Topic 2: Introduction to the Australian financial services industry and legislation
Topic 3: Investment asset classes and mortgage loans
Topic 4: General Insurance
This course requires you to read comprehensive learner workbooks, complete a range of written assessments, undertake independent research activities, and at times, engage in online forums and discussions. Furthermore, the delivery mode relies on the extensive use of written communication.
If you have any doubts about whether you have the language, literacy and numeracy skills to undertake a Kaplan Professional program, we recommend you speak with our Student Services team on 1300 662 203 or email mail@kaplan.edu.au.
Recommended browsers
You can access KapLearn using any of the browsers below, but it runs best on the latest versions:
You may find it helpful to have more than one browser installed on your computer. If you experience problems using Kaplan Professional’s online learning system, try using another browser.
Browser settings and support
For the best user experience in Kaplan Professional’s online learning system, select the following browser settings:
To successfully complete this course, learners will require basic computing skills. This may include:
You may enrol in this course at any time and begin studying immediately on enrolment.*
To enrol online, please follow these steps:
Or
* If you have not previously completed Generic Knowledge, please ensure you enrol in this subject as it is a prerequisite of the Tier 1 knowledge areas.
This course is delivered online via Kaplan Professional’s learning management system, KapLearn. You will receive login details to KapLearn on enrolment. When you log on to KapLearn, you are able to access the subject notes, assessments, additional learning materials (such as media, case studies and practise activities) and your online tutor.
Assessments are accessed and submitted through KapLearn.
Corporate clients should contact our Corporate Solutions team at corporate@kaplan.edu.au to discuss delivery options and how we can further tailor our training to meet your business needs.
Kaplan Professional has assessed this course. Click here for the following CPD hours applicable from 1 January 2019 on successful completion of this course. For subjects or courses completed prior to this date, please contact Kaplan Professional’s CPD Support team on 1300 527 526 or pdmail@kaplan.edu.au.
Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support.
Click here to access our terms and conditions.
Access our refund policy.
Tier 1 Compliance Solution – Margin Lending – General Advice
$280 (GST free)
For additional study-related fees, please click here.
We prioritise our students' mental and physical health, creating a supportive environment for learning success.
Our dedicated support teams are here to support you throughout your studies.
Our engaging and interactive learning resources support flexible and self-paced learning experiences for our students.
Oops! We could not locate your form.