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Home > Courses > Tier 1 Compliance Solution – Managed Investments
This course introduces individuals to the concepts of managed investments as they apply to retail clients. The principles underpinning the foundation, structure, regulation and risks associated with the managed investment industry are also covered. Students will be shown how to analyse and evaluate managed investments, and will gain an understanding of the documentation and tax requirements when dealing with retail client portfolios.
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STUDY MODE
100% online
NUMBER OF SUBJECTS
1
NEXT INTAKE
Enrol and start anytime
COURSE FEE
$280.00
AVAILABLE LOANS
N/A
AQF LEVEL
n/a
COURSE DURATION
Maximum of 16 weeks
ACCREDITATION
N/a
PROVIDER ID
Are you looking to become compliant in Tier 1 Managed Investments – General Advice?
Kaplan Professional, a leading national provider of education in financial services offers the Kaplan Professional Tier 1 general advice in the managed investments specialist knowledge area.
Upon successful completion, individuals will meet the education requirements of ASIC Regulatory Guide 146 (RG146) for providing general advice in managed investments to retail clients.
This is a non-accredited course with no units of competency.
Please refer to the subject outline for more information:
Individuals have a total of 12 weeks to complete the learning and assessment requirements for Tier 1 Managed Investments — General Advice.
An additional four (4) weeks per subject is available if required to re-sit an exam.
For a guide on the number of study hours for Professional Year formal training, please click here.
The assessments for Tier 1 Managed Investments are listed below:
Individuals may attempt the exam at any time if they believe they are adequately prepared and will receive personal reminder emails as they approach their assessment deadlines.
Kaplan Professional’s exams are delivered online via your Student Portal. Click here for further details.
Individuals enrolling in Tier 1 Managed Investments – General Advice will need to have met the Generic Knowledge entry requirements prior to enrolling into this course.
Individuals are also required to be aged 18 years or older to enrol into this course.
To meet the Generic Knowledge entry requirements for this course, you will need to demonstrate knowledge obtained through formal studies (completed within the last five years) of three of the four topic areas detailed below:
Topic 1: The Australian financial system and economic environment
Topic 2: Introduction to the Australian financial services industry and legislation
Topic 3: Investment asset classes and mortgage loans
Topic 4: General Insurance
This course requires you to read comprehensive learner workbooks, complete a range of written assessments, undertake independent research activities, and at times, engage in online forums and discussions. Furthermore, the delivery mode relies on the extensive use of written communication.
If you have any doubts about whether you have the language, literacy and numeracy skills to undertake a Kaplan Professional program, we recommend you speak with our Student Services team on 1300 662 203 or email mail@kaplan.edu.au.
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You may enrol in this course at any time and begin studying immediately on enrolment.*
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* If you have not previously completed Generic Knowledge, please ensure you enrol in this subject as it is a prerequisite of the Tier 1 knowledge areas.
This course is delivered online via Kaplan Professional’s learning management system, KapLearn. You will receive login details to KapLearn on enrolment. When you log on to KapLearn, you are able to access the subject notes, assessments, additional learning materials (such as media, case studies and practise activities) and your online tutor.
Assessments are accessed and submitted through KapLearn.
Corporate clients should contact our Corporate Solutions team at corporate@kaplan.edu.au to discuss delivery options and how we can further tailor our training to meet your business needs.
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Tier 1 Compliance Solution – Managed Investments – General Advice
$280 (GST free)
For additional study-related fees, please click here.
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