Try our course finder tool
ENROL NOW ENQUIRE

Need help?

1300 662 203

Course overview


STUDY MODE

100% online

NUMBER OF SUBJECTS

1

NEXT INTAKE

Enrol and start anytime

COURSE FEE

$605.00

AVAILABLE LOANS

N/A

AQF LEVEL

N/A

COURSE DURATION

12 weeks

ACCREDITATION

PROVIDER ID

N/A


Do you have the knowledge and skills to provide quality advice on investments?

Do you want to understand and develop appropriate strategies? For example, stock selection and analysis, portfolio construction using investments, strategies in the use of derivatives to reduce risk or produce income or provide leverage, and when and how to use instalment warrants in superannuation funds.

Kaplan Professional, together with the ASX, offers the ALPA program to help students gain a detailed understanding of offered products in order to learn how to apply these to a wealth management strategy.

The more you know about the types of products and the strategies behind their use the better you can help your clients take advantage of them. This is especially relevant in an advisory environment where a fee-for-service business model is driving the need to explore new investment options while effectively managing associated risks.

The ALPA program focuses on the range of ASX products including equities, interest rate securities, managed investments, warrants and options. The ALPA program also introduces the concepts of listed managed investments and ASX-traded unlisted managed funds, explaining both exchange-traded products (ETPs) and the ASX mFunds settlement service.

Subject information

Learning outcomes

On successful completion of this course, individuals should be able to:

  • Describe the processes and systems underlying the trading of securities on the ASX
  • Explain the different type of equity securities and interest rate products listed on the ASX
  • Understand the features of exchange-traded and over-the-counter derivative products and be able to compare them
  • Describe the features of instalment warrants and how they can be used
  • Describe the managed investment products and how they can be used
  • Discuss the asset allocation process, the risks associated with investments and the advantages of portfolio diversification

Duration

You will have 12 weeks to complete this course.

On successful completion of the ALPA program, you will be awarded a certificate of completion.

Topics covered

  • Topic 1: Trade & portfolio fundamentals
  • Topic 2: Equities and interest rate products
  • Topic 3: Derivatives
  • Topic 4: Structured products
  • Topic 5: Managed investments
  • Topic 6: Portfolio construction
Topics covered

On successful completion of this course, individuals should be able to:

  • Describe the processes and systems underlying the trading of securities on the ASX
  • Explain the different type of equity securities and interest rate products listed on the ASX
  • Understand the features of exchange-traded and over-the-counter derivative products and be able to compare them
  • Describe the features of instalment warrants and how they can be used
  • Describe the managed investment products and how they can be used
  • Discuss the asset allocation process, the risks associated with investments and the advantages of portfolio diversification

You will have 12 weeks to complete this course.

On successful completion of the ALPA program, you will be awarded a certificate of completion.

  • Topic 1: Trade & portfolio fundamentals
  • Topic 2: Equities and interest rate products
  • Topic 3: Derivatives
  • Topic 4: Structured products
  • Topic 5: Managed investments
  • Topic 6: Portfolio construction
Topics covered

Assessment

Assessment for ALPA is as follows:

  • One (1) exam

 

Kaplan Professional’s exams

Kaplan Professional’s exams are open-book, multiple-choice exams where emphasis is placed on the application of knowledge.

You must sit your first exam within 12 weeks of your enrolment date.

To achieve an overall grade of ‘competent’ in the exam, you must achieve the nominated pass mark for each module in the exam. If you’re deemed ‘not yet competent’ for a module, you are provided with a re-sit and are only required to attempt that module in the re-sit. If a re-sit is required, it must be within 16 weeks of your enrolment date.

You can sit your exam while being supervised in your workplace or at another suitable venue. Click here for more information.

Entry requirements

Education requirements

Due to the nature of this course, it is recommended students have previously completed RG 146 studies in securities and managed investments. Derivatives is also preferable, although not required.

Individuals are required to be aged 18 years or older to enrol in this course.

Language, literacy and numeracy (LLN) requirements

This course requires you to read comprehensive learner workbooks, complete a range of written assessments, undertake independent research activities, and at times, engage in online forums and discussions. Furthermore, the delivery mode relies on the extensive use of written communication.

If you have any doubts about whether you have the language, literacy and numeracy skills to undertake a Kaplan Professional program, we recommend you speak with our Student Services team on 1300 662 203 or email mail@kaplan.edu.au.

Computing requirements

Recommended browsers

You can access KapLearn using any of the browsers below, but it runs best on the latest versions:

  • Firefox 3 or later
  • Chrome 4 or later
  • Safari 3 or later
  • Internet Explorer

You may find it helpful to have more than one browser installed on your computer. If you experience problems using Kaplan Professional’s online learning system, try using another browser.

Browser settings and support

For the best user experience at Kaplan Professional’s online learning system, select the following browser settings:

  • Enable cookies
  • Enable JavaScript
  • Don’t block pop-up windows

Skills requirements

To successfully complete this course, learners will require basic computing skills. This may include:

  • Saving and editing Microsoft Office documents
  • Researching, accessing and searching the internet
  • Downloading and saving documents from websites
  • Uploading documents through websites
  • Participating in online discussions

Due to the nature of this course, it is recommended students have previously completed RG 146 studies in securities and managed investments. Derivatives is also preferable, although not required.

Individuals are required to be aged 18 years or older to enrol in this course.

This course requires you to read comprehensive learner workbooks, complete a range of written assessments, undertake independent research activities, and at times, engage in online forums and discussions. Furthermore, the delivery mode relies on the extensive use of written communication.

If you have any doubts about whether you have the language, literacy and numeracy skills to undertake a Kaplan Professional program, we recommend you speak with our Student Services team on 1300 662 203 or email mail@kaplan.edu.au.

Recommended browsers

You can access KapLearn using any of the browsers below, but it runs best on the latest versions:

  • Firefox 3 or later
  • Chrome 4 or later
  • Safari 3 or later
  • Internet Explorer

You may find it helpful to have more than one browser installed on your computer. If you experience problems using Kaplan Professional’s online learning system, try using another browser.

Browser settings and support

For the best user experience at Kaplan Professional’s online learning system, select the following browser settings:

  • Enable cookies
  • Enable JavaScript
  • Don’t block pop-up windows

To successfully complete this course, learners will require basic computing skills. This may include:

  • Saving and editing Microsoft Office documents
  • Researching, accessing and searching the internet
  • Downloading and saving documents from websites
  • Uploading documents through websites
  • Participating in online discussions

Enrolment Information

This program is ideal for:

  • Financial planners/advisers
  • Accountants
  • Paraplanners
  • SMSF specialists

Please see the subject outline for more information.

You may enrol in this course at any time and begin studying immediately on enrolment.

Enrol now

This course is delivered online via Kaplan Professional’s learning management system, KapLearn.

You’ll receive login details to KapLearn on enrolment. When you log on to KapLearn you’re able to access the subject notes, assessments, additional learning materials (such as media, case studies and practise activities) and your online tutor.

Assessments are accessed and submitted through KapLearn.

Corporate clients should contact our Corporate Solutions team at corporate@kaplan.edu.au to discuss delivery options and how we can further tailor our training to meet your business needs.

There are no units of competency awarded for this program.

Kaplan Professional has assessed this course. Click here for the following CPD hours applicable from 1 January 2019 on successful completion of this course. For subjects or courses completed prior to this date, please contact Kaplan Professional’s CPD Support team on 1300 527 526 or pdmail@kaplan.edu.au.

No RPL is available for this course.

Policies

Student policies

Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support.

Terms and conditions

Click here to access our terms and conditions.

Refund policy

Access our refund policy.

Fees

Enrol directly into ALPA for $605 (GST inclusive).

For additional study-related fees, please click here.

Support and wellbeing

We understand studying isn’t always easy; you may not have studied for some time or perhaps you haven’t studied online previously. Kaplan Professional recognises juggling study with work and family commitments, while trying to find the balance can be demanding.

Your wellbeing and safety is paramount to Kaplan Professional. We want to ensure your experience is well-rounded and balanced to help you attain the most from your studies, so we encourage you to take advantage of the services available to you.

Support and wellbeing

We understand studying isn’t always easy; you may not have studied for some time or perhaps you haven’t studied online previously. Kaplan Professional recognises juggling study with work and family commitments, while trying to find the balance can be demanding.

Your wellbeing and safety is paramount to Kaplan Professional. We want to ensure your experience is well-rounded and balanced to help you attain the most from your studies, so we encourage you to take advantage of the services available to you.

Programs you might be interested in

CRS1300149

Master of Financial Planning

Our online, FAS-approved Master of Financial Planning is a purpose-built higher education qualification set at AQF level 9. It’s designed and developed in consultation with industry experts, and combines advanced technical rigour with practical and relevant performance-focused learning outcomes.
CRS1200364

Master of Applied Finance

Leading online degree designed for ambitious and savvy individuals who are looking for advanced academic rigour, but thrive on practical and real-world learning immediately applicable in the workplace, and directly relevant to future career roles. It caters to experienced finance professionals and those transitioning into the field, integrating learning outcomes with pathways for further accreditation such as a CFA®.
CRS1200368

Graduate Diploma of Financial Planning

An eight-subject postgraduate qualification set at AQF Level 8 and FAS approved. Includes the first eight subjects of the FAS-approved Master of Financial Planning.

Related articles

Why Australian finance professionals are choosing Kaplan Professional’s Master of Applied Finance | Kaplan Professional

Kaplan Professional's 100% online Master of Applied Finance (MAF) program offers more flexibility, new specialisations and new subjects.

How to prepare for an online proctored exam

With online courses being one of the most convenient ways to study, online proctored exams have also become a popular option among education providers and students.

Fitting postgraduate study into a busy life

In this article, we’ve put together some tips for balancing study and work to help guide you.
ENROL NOW ENQUIRE