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Subject overview


STUDY MODE

100% online

AQF LEVEL

8

NEXT INTAKE

13 Jan 2025

SUBJECT DURATION

12 weeks

SUBJECT FEE

$2,600.00


This subject provides an overview of financial risks and highlights the importance of risk management in the current financial marketplace. It introduces different types of financial and non-financial risk, including market risk, interest rate risk, credit risk, liquidity risk, operational risk, compliance and conduct risk. This subject also discusses and analyses the lessons learnt from the most prominent financial disasters of the past thirty years.

With the use of case studies, students explore the drivers and consequences of types of financial and non-financial risk, analyse common models used to measure and assess these risks, and discuss possible risk management measures and strategies.

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Subject information

Learning Outcomes

On successful completion of this subject, students should be able to:

  • Discuss the risk management process and the implications of process failure.
  • Assess the nature of financial risks within an organisation including market, credit and liquidity risks.
  • Examine the non-financial risks that affect financial institutions.
  • Analyse the common models used to measure and assess financial risks.

 

Topics covered

  1. Introduction to financial risk
  2. Financial disasters and scandals
  3. Compliance and conduct risk
  4. Introduction to market risk
  5. Interest rate risk
  6. Credit risk
  7. Liquidity risk
  8. Operational risk in finance
  9. Introduction to financial risk management frameworks

Reading list

There is no prescribed text for this subject. Individuals are provided with key readings and access to Kaplan Professional’s online databases. Individuals are encouraged to research and read widely on the topic.

Reading list

Assessments

Assessment TypeAssessedWeighting
ParticipationAll weeks10%
TaskWeek 425%
Assignment 1Week 735%
Assignment 2Week 1230%

Previous study requirements

Assumed knowledge

Kaplan Professional assumes that individuals have completed FIN201 Quantitative Applications in Finance or understand the content covered in this subject, prior to undertaking FIN204 Fundamentals of Financial Risk.

Course transition subject equivalence

Students  may not be required to complete this subject if they have transitioned from a SIA/Finsia/Kaplan course and have completed the following subjects:

  • there are no equivalences for this subject.

Key dates

Study Period 6 2024

30 Sep 2024 - 17 Jan 2025

❌ Enrolments now closed

Early access opens 30 September 2024

Early access to assessments 14 October 2024

Study period commences 28 October 2024

Enrolments close/census 13 November 2024

Study period ends 17 January 2025

Assessment dates See assessment information

Study Period 1 2025

16 Dec 2024 - 4 Apr 2025

✓ Enrolments open now

Early access opens 16 December 2024

Early access to assessments 30 December 2024

Study period commences 13 January 2025

Enrolments close/census 29 January 2025

Study period ends 4 April 2025

Assessment dates See assessment information

Study Period 2 2025

10 Feb 2025 - 30 May 2025

✓ Enrolments open now

Early access opens 10 February 2025

Early access to assessments 24 February 2025

Study period commences 10 March 2025

Enrolments close/census 26 March 2025

Study period ends 30 May 2025

Assessment dates See assessment information

Study Period 3 2025

7 Apr 2025 - 25 Jul 2025

✓ Enrolments open now

Early access opens 7 April 2025

Early access to assessments 21 April 2025

Study period commences 5 May 2025

Enrolments close/census 21 May 2025

Study period ends 25 July 2025

Assessment dates See assessment information

Study Period 4 2025

2 Jun 2025 - 19 Sep 2025

✓ Enrolments open now

Early access opens 2 June 2025

Early access to assessments 16 June 2025

Study period commences 30 June 2025

Enrolments close/census 16 July 2025

Study period ends 19 September 2025

Assessment dates See assessment information

Study Period 5 2025

25 Aug 2025 - 14 Nov 2025

✓ Enrolments open now

Early access opens 28 July 2025

Early access to assessments 11 August 2025

Study period commences 25 August 2025

Enrolments close/census 10 September 2025

Study period ends 14 November 2025

Assessment dates See assessment information

Study Period 6 2025

27 Oct 2025 - 16 Jan 2026

✓ Enrolments open now

Early access opens 29 September 2025

Early access to assessments 13 October 2025

Study period commences 27 October 2025

Enrolments close/census 12 November 2025

Study period ends 16 January 2026

Assessment dates See assessment information

Fees and FEE-HELP

Enrolment feesFee
Subject fee 2024$2,600 (GST free)

Note: If this subject is undertaken as a standalone subject, no FEE-HELP is available.

FEE-HELP is available for individuals undertaking this subject as part of a qualification. Click here to find out if you’re eligible.

Click here for a full list of fees and allowances.

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