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Home > Subjects > FPC002B – Ethics and Professionalism in Financial Advice
This subject focuses on the ethical and professional obligations of financial advisers through the broad lens of ethical and professional theoretical frameworks.
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STUDY MODE
100% online
AQF LEVEL
8
NEXT INTAKE
13 Jan 2025
SUBJECT DURATION
12 weeks
SUBJECT FEE
$2,600.00
This subject focuses on the ethical and professional obligations of financial advisers through the broad lens of ethical and professional theoretical frameworks. The professional obligations and conduct imposed by the values and standards of the Financial Planners and Advisers Code of Ethics 2019 (Code of Ethics, previously known as the FASEA Code of Ethics) are explained and examined in detail. Students have the opportunity to recognise and respond appropriately to dilemmas encountered as a financial adviser.
Students follow a fictitious case study through much of the assessment, so that they may apply their understanding of the ethical and professional obligations of financial advisers.
Students are able to attend six online drop-in sessions, where students can ask questions to gain further clarification on key concepts and the assessments.
Students are encouraged to attend the drop-in sessions throughout the study period.
For more information, please refer to the subject outline.
On successful completion of this subject, individuals should be able to:
Kaplan Professional has assessed this subject. Click here for the following CPD hours applicable from 1 January 2019 on successful completion of this course. For subjects or courses completed prior to this date, please contact Kaplan Professional’s CPD Support team on 1300 527 526 or pdmail@kaplan.edu.au.
The duration of this subject is one study period (12 weeks).
FASEA Bridging Courses can be located under the following category within the enrolment portal:
Choose the following under ‘Select Course’:
You will then be required to select your chosen study period. Once you have completed this, select the ‘Ethics and Professionalism in Financial Advice’ subject.
Click here to enrol.
Talk to a Student Adviser on 1300 135 798.
There is no prescribed text for this subject.
Individuals are provided with key readings and access to Kaplan Professional’s online databases. Individuals are encouraged to research and read widely on the topic.
Click here for assessment timetables.
RPL for the Ethics for Professional Advisers subject may only be awarded if an approved equivalent subject as listed on the FAS Approved Courses by Institute of Higher Education list.
Not applicable.
There are no equivalences for this subject.
For a full list of annual study period dates, click here >
30 Sep 2024 - 17 Jan 2025
❌ Enrolments now closed
Early access opens 30 September 2024
Early access to assessments 14 October 2024
Study period commences 28 October 2024
Enrolments close/census 13 November 2024
Study period ends 17 January 2025
Assessment dates See assessment information
16 Dec 2024 - 4 Apr 2025
✓ Enrolments open now
Early access opens 16 December 2024
Early access to assessments 30 December 2024
Study period commences 13 January 2025
Enrolments close/census 29 January 2025
Study period ends 4 April 2025
10 Feb 2025 - 30 May 2025
Early access opens 10 February 2025
Early access to assessments 24 February 2025
Study period commences 10 March 2025
Enrolments close/census 26 March 2025
Study period ends 30 May 2025
7 Apr 2025 - 25 Jul 2025
Early access opens 7 April 2025
Early access to assessments 21 April 2025
Study period commences 5 May 2025
Enrolments close/census 21 May 2025
Study period ends 25 July 2025
2 Jun 2025 - 19 Sep 2025
Early access opens 2 June 2025
Early access to assessments 16 June 2025
Study period commences 30 June 2025
Enrolments close/census 16 July 2025
Study period ends 19 September 2025
25 Aug 2025 - 14 Nov 2025
Early access opens 28 July 2025
Early access to assessments 11 August 2025
Study period commences 25 August 2025
Enrolments close/census 10 September 2025
Study period ends 14 November 2025
27 Oct 2025 - 16 Jan 2026
Early access opens 29 September 2025
Early access to assessments 13 October 2025
Study period commences 27 October 2025
Enrolments close/census 12 November 2025
Study period ends 16 January 2026
Note: If this subject is undertaken as a standalone subject, no FEE-HELP is available.
FEE-HELP is available for individuals undertaking this subject as part of a qualification. Click here to find out if you’re eligible.
Click here for a full list of fees and allowances.
Further fees
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We are pleased to announce that the following enhancements have been made to this subject:
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